Control Self-Assessment (CSA) (AUD-005) - Universal Control Library

Criticality High Active

Control ID

AUD-005

Domain Code

AUD

Control Nature

Detective

Business Owner

Information Assurance Team / Control Owners

Control Overview

AUD-005 · Full Control Profile

Business Description

Establish and maintain a structured Control Self-Assessment program enabling control owners to periodically evaluate, document, and report the effectiveness of controls under their responsibility.

Business Objective

Promote control ownership while improving assurance efficiency and organizational accountability.

Business Benefits

Business Risks if Missing

Stakeholders, Industries & Technologies

AUD-005 · Operating Context

Primary Stakeholders

Applicable Industries

Applicable Technologies

Mapped Regulatory & Industry Frameworks

Harmonized Framework Mappings

The following compliance and regulatory frameworks map directly to this control's governance scope.

FRAMEWORK CODE	FRAMEWORK NAME & DESCRIPTION	FAMILY / CATEGORY	VERSION	ACTION
COBIT2019	COBIT COBIT is an enterprise governance and management f...	COBIT Governance Framework	v2019	View →
DORA	Digital Operational Resilience Act The EU Digital Operational Resilience Act establis...	EU Regulation	vCurrent	View →
IRDAI	IRDAI Information & Cyber Security Guidelines IRDAI information and cyber-security requirements...	India Guideline	vLatest	View →
ISO22301	ISO/IEC 22301 ISO 22301 specifies requirements for a Business Co...	ISO Standard	v2019	View →
NIS2	NIS2 Directive The NIS2 Directive establishes EU-wide cybersecuri...	EU Directive	vCurrent	View →
NIST-CSF	NIST Cybersecurity Framework (CSF) The NIST Cybersecurity Framework provides high-lev...	NIST Framework	v2	View →
NIST80053	NIST SP 800-53 NIST SP 800-53 Rev. 5 presents control families, i...	NIST Control Catalog	vRev. 5	View →
RBI-CSF	RBI Cyber Security Framework / Master Directions RBI cyber-security requirements and directions set...	India Regulation	vLatest	View →
SEBI-CSCRF	SEBI Cyber Security & Cyber Resilience Framework SEBI’s Cybersecurity and Cyber Resilience Framewor...	India Regulation	vLatest	View →
SOC2	SOC 2 Trust Services Criteria SOC 2 is an independent examination and reporting...	AICPA Audit Framework	vLatest	View →
ISO27001	ISO/IEC 27001 ISO/IEC 27001 specifies auditable requirements for...	ISO Standard	v2022	View →
GDPR	General Data Protection Regulation (GDPR) The General Data Protection Regulation is a bindin...	EU Regulation	vCurrent	View →
HIPAA	Health Insurance Portability and Accountability Act HIPAA is a U.S. federal law supported by implement...	US Law	vCurrent	View →
NPCI-ISR	NPCI Information Security Requirements NPCI information-security requirements define cont...	India Standard	vLatest	View →
ISO27002	ISO/IEC 27002 ISO/IEC 27002 is a guidance standard containing a...	ISO Standard	v2022	View →

Parent Domain Context

Governance Domain Baseline

Domain Name:

Audit & Assurance (AUD)

Purpose:

To provide confidence that security controls are effective and operating as intended.

Scope:

Enterprise

View

Compliance Requirements & Audit Crosswalk

10 Specific Audit Clauses

The following requirements dictate specific audit evidence criteria and testing steps mapped directly under this control.

REQUIREMENT ID	REQUIREMENT TITLE & DETAILS	MAPPED CONTROL	TYPICAL OWNER	ACTION
AUD-005-R001	CSA Framework The organization shall establish a Contr...	AUD-005 Control Self-Assessment (CSA)	Control Owners / Internal Audit	View ↗
AUD-005-R002	Control Owner Responsibilities The organization shall define and commun...	AUD-005 Control Self-Assessment (CSA)	Control Owners / Internal Audit	View ↗
AUD-005-R003	Self-Assessment Planning The organization shall conduct formal pl...	AUD-005 Control Self-Assessment (CSA)	Control Owners / Internal Audit	View ↗
AUD-005-R004	Assessment Execution The organization shall execute self-asse...	AUD-005 Control Self-Assessment (CSA)	Control Owners / Internal Audit	View ↗
AUD-005-R005	Assessment Validation The organization shall validate self-ass...	AUD-005 Control Self-Assessment (CSA)	Control Owners / Internal Audit	View ↗
AUD-005-R006	Deficiency Reporting The organization shall report control de...	AUD-005 Control Self-Assessment (CSA)	Control Owners / Internal Audit	View ↗
AUD-005-R007	Management Review The organization shall review self-asses...	AUD-005 Control Self-Assessment (CSA)	Control Owners / Internal Audit	View ↗
AUD-005-R008	CSA Reporting The organization shall report on CSA, pr...	AUD-005 Control Self-Assessment (CSA)	Control Owners / Internal Audit	View ↗
AUD-005-R009	Periodic Review The organization shall conduct periodic...	AUD-005 Control Self-Assessment (CSA)	Control Owners / Internal Audit	View ↗
AUD-005-R010	Continuous Improvement The organization shall establish a conti...	AUD-005 Control Self-Assessment (CSA)	Control Owners / Internal Audit	View ↗