Regulatory Change Management (CMP-006) - Universal Control Library

Criticality Critical Active

Control ID

CMP-006

Domain Code

CMP

Control Nature

Detective

Business Owner

Compliance Officer / General Counsel

Control Overview

CMP-006 · Full Control Profile

Business Description

Systematically identify, track, and assess changes in relevant laws and regulations.

Business Objective

To anticipate and prepare for the impact of new or changing compliance requirements.

Business Benefits

Business Risks if Missing

Stakeholders, Industries & Technologies

CMP-006 · Operating Context

Primary Stakeholders

Applicable Industries

Applicable Technologies

Mapped Regulatory & Industry Frameworks

Harmonized Framework Mappings

The following compliance and regulatory frameworks map directly to this control's governance scope.

FRAMEWORK CODE	FRAMEWORK NAME & DESCRIPTION	FAMILY / CATEGORY	VERSION	ACTION
COBIT2019	COBIT COBIT is an enterprise governance and management f...	COBIT Governance Framework	v2019	View →
GDPR	General Data Protection Regulation (GDPR) The General Data Protection Regulation is a bindin...	EU Regulation	vCurrent	View →
IRDAI	IRDAI Information & Cyber Security Guidelines IRDAI information and cyber-security requirements...	India Guideline	vLatest	View →
ISO22301	ISO/IEC 22301 ISO 22301 specifies requirements for a Business Co...	ISO Standard	v2019	View →
ISO27001	ISO/IEC 27001 ISO/IEC 27001 specifies auditable requirements for...	ISO Standard	v2022	View →
ISO27002	ISO/IEC 27002 ISO/IEC 27002 is a guidance standard containing a...	ISO Standard	v2022	View →
NIST-CSF	NIST Cybersecurity Framework (CSF) The NIST Cybersecurity Framework provides high-lev...	NIST Framework	v2	View →
NIST80053	NIST SP 800-53 NIST SP 800-53 Rev. 5 presents control families, i...	NIST Control Catalog	vRev. 5	View →
NPCI-ISR	NPCI Information Security Requirements NPCI information-security requirements define cont...	India Standard	vLatest	View →
RBI-CSF	RBI Cyber Security Framework / Master Directions RBI cyber-security requirements and directions set...	India Regulation	vLatest	View →
SEBI-CSCRF	SEBI Cyber Security & Cyber Resilience Framework SEBI’s Cybersecurity and Cyber Resilience Framewor...	India Regulation	vLatest	View →
SOC2	SOC 2 Trust Services Criteria SOC 2 is an independent examination and reporting...	AICPA Audit Framework	vLatest	View →
DORA	Digital Operational Resilience Act The EU Digital Operational Resilience Act establis...	EU Regulation	vCurrent	View →
NIS2	NIS2 Directive The NIS2 Directive establishes EU-wide cybersecuri...	EU Directive	vCurrent	View →

Parent Domain Context

Governance Domain Baseline

Domain Name:

Compliance Management (CMP)

Purpose:

To ensure adherence to applicable laws, regulations, and contractual obligations.

Scope:

Enterprise

View

Compliance Requirements & Audit Crosswalk

10 Specific Audit Clauses

The following requirements dictate specific audit evidence criteria and testing steps mapped directly under this control.

REQUIREMENT ID	REQUIREMENT TITLE & DETAILS	MAPPED CONTROL	TYPICAL OWNER	ACTION
CMP-006-R001	Regulatory Change Framework The organization shall establish a regul...	CMP-006 Regulatory Change Management	Compliance Management, Legal, Regulatory Affairs, Control Owners	View ↗
CMP-006-R002	Regulatory Change Identification The organization shall identify changes...	CMP-006 Regulatory Change Management	Compliance Management, Legal, Regulatory Affairs, Control Owners	View ↗
CMP-006-R003	Regulatory Change Monitoring The organization shall monitor regulator...	CMP-006 Regulatory Change Management	Compliance Management, Legal, Regulatory Affairs, Control Owners	View ↗
CMP-006-R004	Impact Assessment The organization shall conduct impact as...	CMP-006 Regulatory Change Management	Compliance Management, Legal, Regulatory Affairs, Control Owners	View ↗
CMP-006-R005	Change Prioritization The organization shall prioritize regula...	CMP-006 Regulatory Change Management	Compliance Management, Legal, Regulatory Affairs, Control Owners	View ↗
CMP-006-R006	Change Implementation Planning The organization shall develop formal pl...	CMP-006 Regulatory Change Management	Compliance Management, Legal, Regulatory Affairs, Control Owners	View ↗
CMP-006-R007	Compliance Update Management The organization shall update compliance...	CMP-006 Regulatory Change Management	Compliance Management, Legal, Regulatory Affairs, Control Owners	View ↗
CMP-006-R008	Regulatory Change Communication The organization shall communicate regul...	CMP-006 Regulatory Change Management	Compliance Management, Legal, Regulatory Affairs, Control Owners	View ↗
CMP-006-R009	Regulatory Change Review The organization shall conduct periodic...	CMP-006 Regulatory Change Management	Compliance Management, Legal, Regulatory Affairs, Control Owners	View ↗
CMP-006-R010	Regulatory Change Effectiveness The organization shall evaluate the over...	CMP-006 Regulatory Change Management	Compliance Management, Legal, Regulatory Affairs, Control Owners	View ↗